Preflow-push

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Abstract view

Algorithmic problem: max-flow problem (standard version)

Type of algorithm: loop.

Definition:

  1. For [math]\displaystyle{ a\in A }[/math], let [math]\displaystyle{ f(a) }[/math] be a real number (not necessarily foring a flow). For [math]\displaystyle{ v\in V\setminus\{s,t\} }[/math], the excess of [math]\displaystyle{ v }[/math] with respect to [math]\displaystyle{ f }[/math] is defined by [math]\displaystyle{ e_f(v):=\sum_{w:(w,v)\in A}f(w,v)-\sum_{w:(v,w)\in A}f(v,w) }[/math].
  2. A node [math]\displaystyle{ v\in V\setminus\{s,t\} }[/math] is called active it its excess is positive.
  3. Let [math]\displaystyle{ \Delta }[/math] denote the sum of the distance labels [math]\displaystyle{ d(v) }[/math] of all active nodes [math]\displaystyle{ v\in V\setminus\{s,t\} }[/math].

Invariant: Before and after each iteration:

  1. For each arc [math]\displaystyle{ a\in A }[/math], it is [math]\displaystyle{ 0\leq f(a)\leq u(a) }[/math] .
  2. For each node [math]\displaystyle{ v\in V }[/math], it is [math]\displaystyle{ e_f(v)\geq 0 }[/math].
  3. The node labels [math]\displaystyle{ d }[/math] form a valid distance labeling, and it is [math]\displaystyle{ d(s)=|V| }[/math].
  4. The currently active nodes are stored in a set [math]\displaystyle{ S }[/math].

Variant: In each iteration, at least one of the following cases will take place:

  1. The label [math]\displaystyle{ d(v) }[/math] of at least one node [math]\displaystyle{ v\in V\setminus\{s,t\} }[/math] is increased.
  2. A saturating push is performed.
  3. The value of [math]\displaystyle{ \Delta }[/math] decreases (in case of a non-saturating push).

Break condition: [math]\displaystyle{ S=\emptyset }[/math].

Induction basis

Abstract view:

  1. For all arcs [math]\displaystyle{ a\in A }[/math], set [math]\displaystyle{ f(a):=0 }[/math].
  2. For each arc [math]\displaystyle{ (s,v)\in A }[/math], overwrite this value by [math]\displaystyle{ f(a):=u(a) }[/math].
  3. Compute a valid distance labeling [math]\displaystyle{ d }[/math], for example, the true distances from all nodes to [math]\displaystyle{ t }[/math] in the residual network.
  4. Set [math]\displaystyle{ d(s):=n }[/math].

Proof: Obvious.

Induction step

Abstract view:

  1. Choose an active node [math]\displaystyle{ v }[/math] from [math]\displaystyle{ S }[/math].
  2. If there is at least one admissible arc leaving [math]\displaystyle{ v }[/math]:
    1. Choose one such arc [math]\displaystyle{ (v,w) }[/math], say.
    2. If [math]\displaystyle{ w\neq s }[/math] and [math]\displaystyle{ e_f(w)=0 }[/math], insert [math]\displaystyle{ w }[/math] in [math]\displaystyle{ S }[/math].
    3. Increase the flow over [math]\displaystyle{ f }[/math] by the minimum of [math]\displaystyle{ e_f(v) }[/math] and the residual capacity of <matrh>a</math>.
    4. If [math]\displaystyle{ e_f(v)=0 }[/math] now, extract [math]\displaystyle{ v }[/math] from [math]\displaystyle{ S }[/math].
  3. Otherwise: increase [math]\displaystyle{ d(v) }[/math] to one more than the maximal label [math]\displaystyle{ d(w) }[/math] of any arc [math]\displaystyle{ (v,w) }[/math] in the residual network.

Remark: The preflow-push algorithm is also known as push-relabel algorithm. The push operation is step 2.2; the relabel operation is step 3.

Proof: Points 1, 2, and 4 of the invariant are obviously fulfilled. Point 3 of the invariant is affected by step 3 only; the extremely conservative increase ensures point 3 of the invariant.

To prove the variant, consider a step in which step 2.2 applies, but the arc [math]\displaystyle{ (v.w) }[/math] is not saturated by that. Potentially, [math]\displaystyle{ w }[/math] becomes active. However, [math]\displaystyle{ v }[/math] definitely becomes inactive. Now the variant follows from the fact that [math]\displaystyle{ d(w)=d(v)-1 }[/math] for an admissible arc [math]\displaystyle{ (v,w) }[/math].

It remains to show termination; this is proved by the folowing considerations.

Complexity

Statement: The asymptotic complexity is in [math]\displaystyle{ \mathcal{O}(n^2m) }[/math], where [math]\displaystyle{ n=|V| }[/math] and [math]\displaystyle{ m=|A| }[/math].

Proof: First we show that the total number of relabels (step 3 of the main loop) is in [math]\displaystyle{ \mathcal{O}(n^2) }[/math]. To see that, let [math]\displaystyle{ v\in V\setminus\{s,t\} }[/math] be an active note before/after an iteration of the main loop. A straightforward induction over the number of push operations shows that there is at least one simple [math]\displaystyle{ (s,v) }[/math]-path [math]\displaystyle{ p }[/math] with positive flow on all arcs. The transpose of [math]\displaystyle{ p }[/math] is augmenting. Due to the validity of [math]\displaystyle{ d }[/math] (induction hypothesis), [math]\displaystyle{ d(v)-d(s)=d(v)-n }[/math] cannot be larger than the number of arcs on [math]\displaystyle{ p }[/math], which is not larger than [math]\displaystyle{ n-1 }[/math]. Therefore, no node label can be larger than [math]\displaystyle{ 2n-1 }[/math]. Since node labels are nonnegative and increases at least by one in each relabel operation, the first claim follows.

The argument in the proof of correctness of the Ahuja-Orlin algorithm to prove that the total number of saturating push operations is in [math]\displaystyle{ \mathcal{O}(nm) }[/math], applies here as well.

Finally, we consider the non-saturating push operations. First note that [math]\displaystyle{ \Delta\geq 0 }[/math] before and after each iteration. Due to thh variant, the value of [math]\displaystyle{ Delta }[/math] is decreased by at least one in each non-saturating push operation. The value of [math]\displaystyle{ \Delta }[/math] is increased in each relabel operation exactly by the amount by which the label of the current node is increased. Since node labels are never incrased and bounded from above by [math]\displaystyle{ 2n-1 }[/math], [math]\displaystyle{ \Delta }[/math] increases by less than [math]\displaystyle{ 2n^2 }[/math] in total over all relabel operations. On the other hand, a saturating push operation may increase [math]\displaystyle{ \Delta }[/math] by at most [math]\displaystyle{ 2n-1 }[/math] (namely, in he case that [math]\displaystyle{ w }[/math] was not active immediately before the push). Therefore, the number of non-saturating push