B-tree: insert and rearrange

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General Information

Algorithmic problem: Text here

Type of algorithm: Text

Auxiliary data:

  1. Three pointers [math]\displaystyle{ p, p_1, p_2 }[/math] or type "pointer to B-tree node".
  2. A current key [math]\displaystyle{ K' \in K }[/math]

Abstract View

Invariant: Before and after each iteration, [math]\displaystyle{ p }[/math] points to a node [math]\displaystyle{ N }[/math] such that the following holds:

  1. In the case [math]\displaystyle{ p.n \lt 2M }[/math], all implementation invariants of B-trees are maintained if the following [math]\displaystyle{ K' }[/math] can be inserted at some position in [math]\displaystyle{ N }[/math] such that after insertion.
  2. In the case [math]\displaystyle{ p.n = 2M }[/math], imagine that we could extend [math]\displaystyle{ p }[/math].keys by one more slot (and, consequently, extend .successors by one more slot). Then [math]\displaystyle{ K' }[/math] can be inserted in [math]\displaystyle{ N }[/math] at a position such that - except for the statement about the size of [math]\displaystyle{ N }[/math] - all implementation invariants of B-trees are again maintained after insertion.

Variant: The height level of the node to which [math]\displaystyle{ p }[/math] points is decreased by [math]\displaystyle{ 1 }[/math].

Break condition: [math]\displaystyle{ p.N \lt 2M }[/math] or (that is, inclusive-or) [math]\displaystyle{ p }[/math] points to the root.

Induction Basis

Abstract view: p is initialized so as to point to the root of the B-tree.

Implementation: Obvious.

Proof: Obvious.

Induction Step

Abstract view:

  1. Let N denote the node to which p currently points.
  2. If the searched key is in N, terminate the algorithm and return true.
  3. Otherwise, if N is a leaf, terminate the algorithm and return false.
  4. Otherwise, let p point the child of N such that the searched key is in the range of that child

Implementation:

  1. If K is one of the values [math]\displaystyle{ p.keys[1],\dots,p.keys[p.n] }[/math], terminate the algorithm and return true.
  2. If [math]\displaystyle{ p.children[0] = void }[/math] (that is, the current node is a leaf), terminate the algorithm and return false.
  3. If [math]\displaystyle{ K \lt p.keys[1] }[/math] set [math]\displaystyle{ p := p.children[p.n] }[/math].
  4. Otherwise, if [math]\displaystyle{ K \gt p.keys[p.n]\lt /math set \lt math\gt p := p.children[p.n] }[/math].
  5. Otherwise, there is exactly one [math]\displaystyle{ i \in \{1,\dots,p.n-1\} }[/math] such that [math]\displaystyle{ p.keys[i] \lt K \lt p.keys[i+1] }[/math].
  6. Set [math]\displaystyle{ p := p.children[i] }[/math].

Correctness: Obvious.

Complexity

Statement: The asymptotic complexity is in [math]\displaystyle{ \Theta(\log n) }[/math] in the worst case.

Proof: Follows immediately from the fact that the height of B-tree with n nodes is in [math]\displaystyle{ \Theta(\log n) }[/math] (cf. the remark clause of the B-Trees page).